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LP

Lane M. Pedersen

Some features on this profile are disabled
CRD#: 2723687
LP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lane Morgan Pedersen, who also goes by Lane Morgan Pedersen, Lane Pedersen, was a registered financial professional .

Lane is a previously registered financial professional and started their career in finance in 2000. Lane had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lane Morgan Pedersen | Lane Pedersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 25, 2019 - June 12, 2019

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

March 1, 2018 - April 7, 2020

CAPITAL MANAGEMENT SERVICES, INC.

RIA
CRD#: 118260
Westlake Village, CA
Past

November 17, 2016 - June 8, 2017

SENTRY PACIFIC FINANCIAL GROUP, LLC

RIA
CRD#: 168614
SAN DIEGO, CA
Past

October 31, 2011 - June 30, 2016

DUNHAM

RIA
CRD#: 13162
CARLSBAD, CA
Past

October 31, 2011 - June 30, 2016

DUNHAM

BD
CRD#: 13162
SAN DIEGO, CA
Past

October 27, 2010 - September 30, 2011

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
ESCONDIDO, CA
Past

March 20, 2007 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA
CRD#: 129288
FRISCO, TX
Past

March 20, 2007 - November 4, 2008

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

May 19, 2006 - January 26, 2007

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
DALLAS, TX
Past

May 5, 2006 - January 26, 2007

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

February 17, 2005 - May 25, 2005

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
CLEVELAND, OH
Past

May 2, 2003 - December 10, 2004

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

May 2, 2003 - December 10, 2004

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

October 15, 2002 - November 13, 2002

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SAN DIEGO, CA
Past

September 13, 2002 - November 13, 2002

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

March 6, 2001 - September 17, 2002

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

June 23, 2000 - January 29, 2001

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

January 4, 2000 - April 20, 2000

C. J. M. PLANNING CORP.

BD
CRD#: 5698
POMPTON LAKES, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/9/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/30/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/31/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/19/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753
TEUFEL, FREDERICK CHARLESFINOP2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316

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