Lucinda L. Richey

PROSPERITY PLANNING

RIVERSIDE, MO 64150

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CRD#: 2723663

Professional summary

Lucinda Lynn Richey, CFP®, who also goes by Cindy Mueller, Cindy Richey, is a registered financial advisor currently at PROSPERITY PLANNING located in Riverside, Missouri.

Lucinda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Lucinda has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Income Management

Divorce Planning

Employee and Employer Plan Ben...

Business Succession Planning

Comprehensive Financial Planni...

Tax Planning

Retirement Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

Cindy Mueller | Cindy Richey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Prosperity Business Advisors, LLC; Partner; Investment related: No; 1805 NW Platte Rd., Suite 100 Riverside Missouri 64150 United States; Provide business advisory services including value measurement, growth consulting, tax planning, and exit planning.; 2022-08-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucinda Lynn Richey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

September 6, 2018 - Present

PROSPERITY PLANNING

Office #1: 1805 Nw Platte Road Suite 100, Riverside, MO 64150

RIA

CRD#: 298268

RIVERSIDE, MO

Past

January 1, 2004 - January 6, 2020

CETERA ADVISORS LLC

RIA

CRD#: 10299

KANSAS CITY, MO

Past

January 1, 2004 - January 6, 2020

CETERA ADVISORS LLC

CRD#: 10299

KANSAS CITY, MO

Past

February 4, 2003 - December 31, 2004

PROSPERITY NETWORK, INC

RIA

CRD#: 116331

OVERLAND PARK, KS

Past

November 26, 2002 - January 1, 2004

VESTAX SECURITIES CORPORATION

RIA

CRD#: 10332

OVERLAND PARK, KS

Past

November 26, 2002 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

March 15, 1999 - November 22, 2002

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

KANSAS CITY, MO

Past

June 13, 1996 - November 22, 2002

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY PLANNING

PROSPERITY PLANNING | PROSPERITY PLANNING, INC.

CRD#: 298268 / SEC#: 801-113944

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/10/2018)

IAR

Texas
(9/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/12/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2002

General Securities Principal Examination

Current Firm

PROSPERITY PLANNING

PROSPERITY PLANNING | PROSPERITY PLANNING, INC.

CRD#: 298268 / SEC#: 801-113944

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

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Contact information

Main Address

1920 Buchanan Street, North Kansas City, MO 64116

Mailing Address

Phone number

(816) 587-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/3/2025)

Regulatory assets under management

Total Number of Accounts	1,320
AUM (Assets Under Management)	$ 465,026,622

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Lucinda L. Richey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucinda Lynn Richey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PROSPERITY NETWORK, INC

VESTAX SECURITIES CORPORATION

VESTAX SECURITIES CORPORATION

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PROSPERITY PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 1/19/1999

Series 63

Date: 6/6/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/12/2000

Series 6

Date: 6/12/1996

Series 24

Date: 3/28/2002

Current Firm

PROSPERITY PLANNING

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY PLANNING

TRUST BUT VERIFY

Contact information

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