BR
Barry L. Ritholtz
RITHOLTZ WEALTH MANAGEMENT
New York, NY 10018
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CRD#: 2723315
BR
Professional summary
Barry Lawrence Ritholtz is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in New York, New York.
Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Barry has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Barry Ritholtz is a self-employed writer and regular contributor to multiple media outlets, which takes approximately 25% of his time. Bloomberg; investment-related; Media appearances. Ginormous Content, LTD. (The Big Picture); investment-related; Writer and blogger. Ritholtz Insurance LLC; Entity owned by RWM that provides Fixed Insurance products; 03/2018; 0 hours per month. Compound Media, Inc.; Owner; Content Marketing: paid sponsorship of blog / website / video content; 1/2019; 0 hours per month. Advisors Circle Inc. Owners; investment-related; Owner; Partnership entity that owns shares of Advisors Circle, LLC, a Boston, MA entity manages trade shows and conferences for investment advisors; 8/2020; 5 hours per month. Sweet Motion LLC; investment-related; "Sweet Motion LLC makes small venture investments in small financial technology companies providing services to investment advisors. There have three been minority stake investments: (1) Yellowbrick Investing Inc. (2) Securitize, Inc. (F/k/a OnRamp) (3) Quartr AB "; 03/2021; 0 hours per month. OnRamp Invest LLC; investment-related; Ownership interest in OnRamp Invest, LLC, a platform that hosts the RWM/WisdomTree Crypto Index Portfolio; 12/2021; 0 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Barry Lawrence Ritholtz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2021 - Present
RITHOLTZ WEALTH MANAGEMENT
Office #1: 24 West 40th Street 15th Floor, New York, NY 10018RIA
CRD#: 168652
New York, NY
Past
May 18, 2009 - June 24, 2010
FUSION ANALYTICS SECURITIES LLC
BD
CRD#: 124245
CORAL SPRINGS, FL
Past
October 23, 2002 - January 31, 2006
MAXIM GROUP LLC
BD
CRD#: 120708
NEW YORK, NY
Past
August 30, 2002 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
NEW YORK, NY
Past
December 21, 2001 - November 11, 2002
EKN FINANCIAL SERVICES INC.
BD
CRD#: 113525
MELVILLE, NY
Past
October 22, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
BD
CRD#: 31140
NEW YORK, NY
Past
April 19, 2001 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
BD
CRD#: 11081
NEW YORK, NY
Past
February 14, 2000 - April 19, 2001
AUERBACH, POLLAK & RICHARDSON INC.
BD
CRD#: 29824
STAMFORD, CT
Past
October 19, 1998 - January 27, 2000
TRAUTMAN WASSERMAN & COMPANY, INC.
BD
CRD#: 33007
NEW YORK, NY
Past
May 14, 1998 - September 25, 1998
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
Past
April 24, 1996 - October 31, 1997
A.J. MICHAELS & CO., LTD.
BD
CRD#: 19883
HAUPPAUGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 West 40th Street 15th Floor, New York, NY 10018
Mailing Address
Phone number
(212) 625-1200
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
