Harlan M. Malter
Professional summary
Harlan Mitchell Malter, who also goes by Harley Malter, is a registered financial advisor currently at SAPOSH & MALTER, INC. located in White Plains, New York.
Harlan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Harlan has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harlan Mitchell Malter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2018 - Present
SAPOSH & MALTER, INC.
Office #1: 75 South Broadway Suite 4-107, White Plains, NY 10601Office #2: 15 Vantis Drive, Aliso Viejo, CA 92656January 7, 1998 - December 31, 1999
FINANCIAL WEST GROUP
April 2, 1996 - January 6, 1998
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2018)
(10/5/2021)
Exams
Current Firm
SAPOSH & MALTER, INC.
CRD#: 119514 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 24,400,000 |
Red Flags
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