Jon D. Cowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Dana Cowan, who also goes by Dana Cowan, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1996. Jon had worked at 8 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2014 - December 31, 2021
J.D. COWAN & COMPANY, LLC.
January 3, 2012 - October 31, 2013
B. RILEY WEALTH ADVISORS, INC.
February 25, 2011 - January 23, 2012
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
February 25, 2011 - January 23, 2012
J.P. TURNER & COMPANY, L.L.C.
January 5, 2006 - February 11, 2011
QA3 FINANCIAL LLC
January 5, 2006 - February 11, 2011
QA3 FINANCIAL CORP.
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
September 5, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 9, 1996 - October 31, 2005
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/21/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
J.D. COWAN & COMPANY, LLC.
CRD#: 169539 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
