Solomon A. Monderer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Solomon Aria Monderer, who also goes by Sam Monderer, Solomon A Monderer, was a registered financial professional .
Solomon is a previously registered financial professional and started their career in finance in 1996. Solomon had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - June 16, 2015
CHIMERA SECURITIES, LLC
March 14, 2008 - October 27, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
February 7, 2008 - April 10, 2008
ECHOTRADE LLC
April 24, 2006 - June 27, 2006
ECHOTRADE LLC
July 25, 2003 - March 2, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
May 19, 1997 - July 29, 2003
SCHONFELD SECURITIES, LLC
August 28, 1996 - May 28, 1997
GLOBAL EQUITIES GROUP INC
June 13, 1996 - September 11, 1996
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/11/2008
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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