Thomas D. Mccubbin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas David Mccubbin was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2007. Thomas had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2014 - February 20, 2015
FIELD POINT ADVISORS LLC
June 11, 2009 - November 15, 2012
R.W.PRESSPRICH & CO.
September 23, 2008 - November 1, 2008
HUDSON SECURITIES,INC.
January 16, 2008 - July 1, 2008
KNIGHT CAPITAL AMERICAS, L.P.
November 21, 2007 - January 10, 2008
CRT CAPITAL GROUP LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/17/2007
Limited Representative-Equity Trader ExamCurrent Firm
FIELD POINT ADVISORS LLC
CRD#: 170073 / SEC#:
Contact information
Red Flags
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