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Dominick Michael Bianco

CRD# 2723092·Registered 1996 - 2004
Barred: Dominick Michael Bianco was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Dominick Michael Bianco was a registered financial advisor. Dominick was a previously registered financial professional and started their career in finance 1996 - 2004. Dominick had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Past

NATIONAL SECURITIES CORPORATIONPast·CRD# 7569
BD
Boca Raton, FL
February 3, 2004 - April 22, 2004
CONTINENTAL BROKER-DEALER CORP.Past·CRD# 14048
BD
Carle Place, NY
January 27, 1998 - January 30, 2004
H.J. MEYERS & CO., INC.Past·CRD# 15609
BD
Rochester, NY
November 24, 1997 - February 11, 1998
MILLENNIUM SECURITIES CORP.Past·CRD# 31695
BD
New York, NY
May 16, 1997 - December 2, 1997
CONTINENTAL BROKER-DEALER CORP.Past·CRD# 14048
BD
Carle Place, NY
May 14, 1996 - June 3, 1997
AMERICORP SECURITIES, INC.Past·CRD# 30405
BD
New York, NY
March 18, 1997 - May 12, 1997

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1996About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1996About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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