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NM

Nancy T. Murphy

Some features on this profile are disabled
CRD#: 2723065
NM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy T Murphy, CFP®, CLU®, who also goes by Nancy Taylor Murphy, Nancy Murphy, Nancy Lynn Taylor, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 1996. Nancy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nancy Taylor Murphy | Nancy Murphy | Nancy Lynn Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2000

CLU®

Chartered Life Underwriter

Experience

Past

December 15, 2025 - February 13, 2026

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Carmel, IN
Past

January 12, 2021 - December 15, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Carmel, IN
Past

March 13, 2013 - March 14, 2013

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Carmel, IN
Past

March 13, 2013 - February 1, 2021

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
INDIANAPOLIS, IN
Past

March 13, 2013 - February 13, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Carmel, IN
Past

September 11, 2007 - March 4, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
COLUMBUS, IN
Past

September 11, 2007 - March 4, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
COLUMBUS, IN
Past

January 29, 2004 - September 13, 2007

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
COLUMBUS, IN
Past

October 22, 2003 - September 13, 2007

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
COLUMBUS, IN
Past

January 8, 2003 - May 19, 2003

MCAVOY KEMP WEALTH MANAGEMENT, LLC

RIA
CRD#: 122084
COLUMBUS, IN
Past

November 15, 2002 - May 2, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FAIRFIELD, IA
Past

May 13, 2002 - November 7, 2002

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

March 18, 1996 - February 7, 2001

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD
CRD#: 4205
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/11/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/9/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/15/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035

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