Geoffrey E. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Ellis Martin was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1996. Geoffrey had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2014 - October 22, 2015
MORPHEUS SECURITIES LLC
September 23, 2011 - April 5, 2012
CANTOR FITZGERALD & CO.
July 13, 2005 - October 9, 2009
HSBC SECURITIES (USA) INC.
December 9, 2003 - June 14, 2005
DNB MARKETS, INC.
June 8, 2001 - July 15, 2002
DEUTSCHE BANK SECURITIES INC.
April 23, 1997 - March 15, 2001
ABN AMRO SECURITIES LLC
March 8, 1996 - March 24, 1997
JEFFERIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MORPHEUS SECURITIES LLC
CRD#: 45561 / SEC#: , 8-51102
Contact information
Documents
Red Flags
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