Leonard F. Knier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Frank Knier, who also goes by Leonard F Knier, was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1969. Leonard had worked at 4 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1973 - April 19, 1974
LFK INCORPORATED
February 1, 1973 - November 26, 1996
LFK INCORPORATED
June 7, 1972 - April 29, 1973
MIDWEST DISCOUNT SECURITIES, INC.
October 17, 1969 - June 30, 1972
LA HUE INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
