MV
Michael J. Varano
EVERCORE GROUP L.L.C.
Warren, NJ 07059
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CRD#: 2722859
MV
Professional summary
Michael Joseph Varano, who also goes by Mike Varano, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in Warren, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mike Varano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Varano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2015 - Present
EVERCORE GROUP L.L.C.
Office #1: 20 Independence Blvd, Warren, NJ 07059BD
CRD#: 42405
Warren, NJ
Past
November 11, 2013 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
BD
CRD#: 28195
NEW YORK, NY
Past
July 2, 2012 - November 6, 2013
VIRTU AMERICAS LLC
BD
CRD#: 149823
JERSEY CITY, NJ
Past
July 2, 2003 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
BD
CRD#: 38599
JERSEY CITY, NJ
Past
October 28, 1999 - July 7, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 23, 1998 - October 27, 1999
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
April 22, 1997 - April 7, 1998
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK CITY, NY
Past
April 2, 1996 - March 25, 1997
FREIMARK BLAIR & COMPANY, INC.
BD
CRD#: 13079
UPPER SADDLE RIVER, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/6/2018)
RR
Alaska(11/6/2018)
RR
Arizona(11/6/2018)
RR
Arkansas(1/26/2022)
RR
California(12/22/2015)
RR
Colorado(12/22/2015)
RR
Connecticut(10/21/2016)
RR
District of Columbia(12/22/2015)
RR
Florida(12/22/2015)
RR
Georgia(2/2/2017)
RR
Illinois(12/22/2015)
RR
Indiana(1/26/2022)
RR
Kansas(1/26/2022)
RR
Kentucky(1/26/2022)
RR
Louisiana(11/6/2018)
RR
Maryland(1/26/2022)
RR
Massachusetts(1/1/2016)
RR
Michigan(1/26/2022)
RR
Missouri(1/26/2022)
RR
Montana(11/6/2018)
RR
New Hampshire(1/26/2022)
RR
New Jersey(12/22/2015)
RR
New York(12/22/2015)
RR
North Carolina(1/5/2016)
RR
Ohio(10/21/2016)
RR
Oklahoma(1/26/2022)
RR
Oregon(11/6/2018)
RR
Pennsylvania(11/6/2018)
RR
Puerto Rico(1/26/2022)
RR
Rhode Island(11/6/2018)
RR
South Carolina(2/5/2024)
RR
Texas(12/22/2015)
RR
Utah(1/26/2022)
RR
Virginia(1/1/2016)
RR
Washington(11/6/2018)
RR
West Virginia(1/26/2022)
RR
Wisconsin(1/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/29/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
EG
EVERCORE GROUP L.L.C.
EVERCORE GROUP INC. | EVERCORE PARTNERS INC. | EVERCORE ISI | EVERCORE INC. | EVERCORE GROUP L.L.C.
CRD#: 42405 / SEC#: , 8-49830
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
55 East 52nd Street, New York, NY 10055
Mailing Address
55 East 52nd Street, New York, NY 10055
Phone number
(212) 857-3100
Established
Delaware since 04/19/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE BD INVESTCO L.L.C. | MANAGING MEMBER | |
| BRYSON, NANCY CLAIRE | CHIEF OPERATING OFFICER | 1978165 |
| CROWE, JOHN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2494752 |
| FUND, LISA K | PRINCIPAL OPERATIONS OFFICER | 5008055 |
| LALONDE, TIMOTHY GILBERT | CHIEF FINANCIAL OFFICER | 2270483 |
| MARTINEZ, MICHAEL | CHIEF OPERATING OFFICER - EVERCORE ISI | 5100611 |
| MASOTTI, KENNETH ALFRED | CHIEF LEGAL OFFICER | 4436810 |
| MYERS, JENNA | PRINCIPAL OPERATIONS OFFICER | 4582020 |
| PALIOTTA, MICHAEL JOSEPH | CHIEF EXECUTIVE OFFICER OF EVERCORE ISI | 2079036 |
| PENSA, PAUL | CHIEF FINANCIAL OFFICER/FINOP | 2119683 |
| WEINBERG, JOHN | CHIEF EXECUTIVE OFFICER | 2061177 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
