Franck J. Prissert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franck Jacques Prissert was a registered financial professional .
Franck is a previously registered financial professional and started their career in finance in 1996. Franck had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2009 - December 22, 2009
ACTIVA CAPITAL MARKETS, INC.
December 16, 2005 - December 31, 2020
CAPITAL MAX, INC.
March 23, 1999 - October 15, 2008
EUROPA SECURITIES, LLC
October 1, 1997 - November 25, 1998
BANC OF AMERICA SECURITIES LLC
March 29, 1996 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/20/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ACTIVA CAPITAL MARKETS, INC.
CRD#: 42619 / SEC#: , 8-49900
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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