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Stephen Austin Selby

CRD# 2722671·Registered 1997 - 2006
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Austin Selby was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1997 - 2006. Stephen had worked at 2 firms and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Past

FLORIDA CAPITAL SECURITIES CORP.Past·CRD# 15774
BD
Heathrow, FL
January 31, 1997 - September 30, 2011
KINGSBURY CAPITAL, INC.Past·CRD# 7638
BD
Northfield, IL
October 18, 2005 - September 26, 2006

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Current Firm

KC
KINGSBURY CAPITAL, INC.

BLITZ, EDWIN C. | KINGSBURY CAPITAL, INC. | EDWIN C. BLITZ INVESTMENTS, INC. | EDWIN C. BLITZ INVESTMENTS

CRD#: 7638 / SEC#: 8-22741
BD
Terminated by SEC on 02/09/2020

Contact Information

Established

Illinois since 12/20/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KINGSBURY HOLDINGS, INC.SOLE SHAREHOLDER—
FINNERTY, DANIEL GERARDFINOP5602437
VELLON, WILLIAM DAVIDPRESIDENT1954258
WOLMARK, ASHER DOVCHIEF COMPLIANCE OFFICER2064857

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1997About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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