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Michael Scott Teicher

CRD# 2722664·Registered 1996 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Scott Teicher was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1996 - 2015. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MIDDLEBURY SECURITIES LLC·CRD# 122602
BD
Wyckoff, NJ
July 23, 2010 - July 31, 2015
ATLANTIC COAST SECURITIES CORPORATION·CRD# 20826
BD
Tamarac, FL
January 14, 2010 - July 23, 2010
LIVINGSTON MONROE CAPITAL GROUP INC.·CRD# 31228
BD
Tamarac, FL
January 4, 2006 - January 14, 2010
G.T. JEFFERS & COMPANY, LLC·CRD# 45308
BD
Tamarac, FL
December 8, 2000 - December 16, 2009
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
Denver, CO
November 15, 1999 - December 6, 2000
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
January 22, 1999 - November 17, 1999
ROSS SECURITIES CORP.·CRD# 30263
BD
Boca Raton, FL
August 3, 1998 - October 15, 1998
ROYAL HUTTON SECURITIES CORP.·CRD# 14489
BD
New York, NY
December 17, 1996 - August 7, 1998
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
November 27, 1996 - March 18, 1997
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
July 15, 1996 - October 28, 1996

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Current Firm

MS
MIDDLEBURY SECURITIES LLC

INDIGO SECURITIES | MIDDLEBURY SECURITIES LLC | MIDDLEBURY CAPITAL, LLC | INDIGO SECURITIES LLC

CRD#: 122602 / SEC#: 8-65520
BD
Terminated by SEC on 09/27/2016

Contact Information

Established

Delaware since 06/04/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ROBINSON, JAMES BALDWINOWNER1651804
HVM CORPOWNER—
SCHULZE, DONNA LYNN SHOTWELLCEO AND EXECUTIVE REPRESENTATIVE1234831
SHERMAN, CRAIG JAYFINOP5670193
SHERMAN, CRAIG JAYCHEIF EXECUTATIVE OFFICER5670193
SHERMAN, CRAIG JAYCHIEF COMPLIANCE OFFICER, PRINCIPAL5670193

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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