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Michael S. Teicher

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CRD#: 2722664
MT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Scott Teicher was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 23, 2010 - July 31, 2015

MIDDLEBURY SECURITIES LLC

BD
CRD#: 122602
WYCKOFF, NJ
Past

January 14, 2010 - July 23, 2010

ATLANTIC COAST SECURITIES CORPORATION

BD
CRD#: 20826
TAMARAC, FL
Past

January 4, 2006 - January 14, 2010

LIVINGSTON MONROE CAPITAL GROUP INC.

BD
CRD#: 31228
TAMARAC, FL
Past

December 8, 2000 - December 16, 2009

G.T. JEFFERS & COMPANY, LLC

BD
CRD#: 45308
TAMARAC, FL
Past

November 15, 1999 - December 6, 2000

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
DENVER, CO
Past

January 22, 1999 - November 17, 1999

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

August 3, 1998 - October 15, 1998

ROSS SECURITIES CORP.

BD
CRD#: 30263
BOCA RATON, FL
Past

December 17, 1996 - August 7, 1998

ROYAL HUTTON SECURITIES CORP.

BD
CRD#: 14489
NEW YORK, NY
Past

November 27, 1996 - March 18, 1997

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

July 15, 1996 - October 28, 1996

SUNPOINT SECURITIES, INC.

BD
CRD#: 25442
LONGVIEW, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/1996
General Securities Principal Examination

Current Firm

MS
MIDDLEBURY SECURITIES LLC
INDIGO SECURITIES | MIDDLEBURY SECURITIES LLC | MIDDLEBURY CAPITAL, LLC | INDIGO SECURITIES LLC

CRD#: 122602 / SEC#: , 8-65520

BD
Terminated by SEC on 09/27/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 06/04/2002
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ROBINSON, JAMES BALDWINOWNER1651804
HVM CORPOWNER
SCHULZE, DONNA LYNN SHOTWELLCEO AND EXECUTIVE REPRESENTATIVE1234831
SHERMAN, CRAIG JAYFINOP5670193
SHERMAN, CRAIG JAYCHEIF EXECUTATIVE OFFICER5670193
SHERMAN, CRAIG JAYCHIEF COMPLIANCE OFFICER, PRINCIPAL5670193

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDDLEBURY SECURITIES LLC

CRD#: 122602

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