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RK

Robert R. Kneisley

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CRD#: 272265
RK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Richard Kneisley was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1974. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT OF INDICATOR PUBLISHING GROUP, INC. REGISTERED INVESTMENT ADVISORY CORP.

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CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 9, 2004 - May 19, 2023

INDICATOR ADVISORY CORPORATION

RIA
CRD#: 119805
TOLEDO, OH
Past

September 20, 1991 - May 8, 1997

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

February 11, 1982 - August 13, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 21, 1981 - March 6, 1982

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
Past

September 26, 1978 - July 18, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

July 14, 1974 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/3/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 6/12/1974
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


IA
INDICATOR ADVISORY CORPORATION
INDICATOR ADVISORS CORP. | ROBERT R. KNEISLEY | ROBERT KNEISLEY | INDICATOR ADVISORY CORPORATION

CRD#: 119805 / SEC#:

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Contact information


Main Address
Toledo, OH
Mailing Address
Phone number
(419) 726-9000
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts28
AUM (Assets Under Management)$ 5,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INDICATOR ADVISORY CORPORATION

CRD#: 119805

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