Eileen M. Erickson

ERICKSON, EILEEN MARIE

Rancho Murieta, CA

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CRD#: 2722564

Professional summary

Eileen Marie Erickson, CFP®, who also goes by Eileen Marie Spring, is a registered financial advisor currently at ERICKSON, EILEEN MARIE located in Rancho Murieta, California.

Eileen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eileen has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eileen Marie Spring

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eileen Marie Erickson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

March 23, 2018 - Present

ERICKSON, EILEEN MARIE

RIA

CRD#: 113486

Rancho Murieta, CA

Past

March 20, 1996 - September 19, 1996

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1996

General Securities Representative Examination

Current Firm

ERICKSON, EILEEN MARIE

EILEEN MARIE ERICKSON | ERICKSON, EILEEN MARIE

CRD#: 113486 / SEC#:

California

Registered Investment Advisory firm - (9/13/2000 Approved)

Texas

Registered Investment Advisory firm - (12/21/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Rancho Murieta, CA

Mailing Address

P.o. Box 1241, Rancho Murieta, CA 95683-1241

Phone number

(916) 312-5029

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 18,682,060

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Eileen M. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eileen Marie Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ERICKSON, EILEEN MARIE

ASSOCIATED SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/1996

Series 7

Date: 3/19/1996

Current Firm

ERICKSON, EILEEN MARIE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ERICKSON, EILEEN MARIE

TRUST BUT VERIFY

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