Eileen M. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen Marie Erickson, CFP®, who also goes by Eileen Marie Spring, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1996. Eileen had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
March 23, 2018 - December 31, 2025
ERICKSON, EILEEN MARIE
March 20, 1996 - September 19, 1996
ASSOCIATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERICKSON, EILEEN MARIE
CRD#: 113486 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 18,682,060 |
Red Flags
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