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Noralyn Marshall

CRD# 2722529·Registered 1996 - 2018
Previously Registered: Being a previously registered professional could mean that Noralyn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Noralyn Marshall, who also goes by Noralyn Ewart, was a registered financial advisor. Noralyn was a previously registered financial professional and started their career in finance 1996 - 2018. Noralyn had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Noralyn Ewart

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ALYSSA LLC·CRD# 102220
BD
New York, NY
October 23, 2009 - September 1, 2018
MFR SECURITIES, INC.·CRD# 36308
BD
New York, NY
June 22, 1999 - June 23, 2009
SCOTIA CAPITAL (USA) INC.·CRD# 2739
BD
New York, NY
April 3, 1996 - January 9, 1998

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Current Firm

AL
ALYSSA LLC

ALYSSA LLC

CRD#: 102220 / SEC#: 8-52113
BD
Terminated by SEC on 10/31/2018

Contact Information

Established

Delaware since 07/06/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ESTATE OF MARCEL GIACOMETTIOWNER—
GIACOMETTI, ALESSANDRO ARTUROCEO/PRESIDENT/INTRODUCING BD FINANCIAL & OPERATIONS PRINCIPAL/CFO6512745
GIACOMETTI, ALESSANDRO ARTUROCHIEF COMPLIANCE OFFICER6512745
HUNTER-HENDERSON, ALASTAIRADMINISTRATOR CTA6941114

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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