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Lawrence Thomas Spring

CRD# 2722484·Registered 1996 - 2006
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Thomas Spring, who also goes by Larry T. Spring, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1996 - 2006. Lawrence had worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry T. Spring

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

SPECTRUM STRATEGIES, L.L.C.·CRD# 115318
RIA
Addison, TX
November 30, 1999 - December 19, 2006
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Coppell, TX
November 30, 1999 - April 3, 2013
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Coppell, TX
November 30, 1999 - April 3, 2013
RUSHMORE SECURITIES CORPORATION·CRD# 8392
BD
Dallas, TX
January 8, 1999 - October 18, 1999
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
April 9, 1996 - December 10, 1998

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Current Firm

SS
SPECTRUM STRATEGIES, L.L.C.

SAME AS ITEM 1.A | SPECTRUM STRATEGIES, LLC | SPECTRUM STRATEGIES, L.L.C.

CRD#: 115318
Texas
Registered Investment Advisory firm - Texas (8/17/1998 Approved)

Contact Information

Main Address

14180 Dallas Parkway Suite 425, Dallas, TX 75254-4341

Phone Number

(469) 663-7232

# of Employees

4

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1996About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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