Lawrence T. Spring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Thomas Spring, who also goes by Larry T. Spring, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1996. Lawrence had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1999 - December 19, 2006
SPECTRUM STRATEGIES, L.L.C.
November 30, 1999 - April 3, 2013
MML INVESTORS SERVICES, LLC
November 30, 1999 - April 3, 2013
MML INVESTORS SERVICES, LLC
January 8, 1999 - October 18, 1999
RUSHMORE SECURITIES CORPORATION
April 9, 1996 - December 10, 1998
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SPECTRUM STRATEGIES, L.L.C.
CRD#: 115318 / SEC#:
Contact information
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