Gary J. Giordano
Professional summary
Gary Joseph Giordano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Gary had worked at 7 firms, which includes CLARK STREET CAPITAL INC., YANKEE FINANCIAL GROUP INC., WEATHERLY SECURITIES CORPORATION, MAGNUM SECURITIES OF NEW YORK INC., LCP CAPITAL CORP., SHAMROCK PARTNERS LTD, J.P. TURNER & COMPANY L.L.C..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2002 - December 31, 2003
CLARK STREET CAPITAL, INC.
September 25, 2001 - October 16, 2002
YANKEE FINANCIAL GROUP, INC.
December 12, 2000 - September 27, 2001
WEATHERLY SECURITIES CORPORATION
January 12, 2000 - December 7, 2000
MAGNUM SECURITIES OF NEW YORK INC.
November 30, 1998 - December 20, 1999
LCP CAPITAL CORP.
September 4, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
December 15, 1997 - August 21, 1998
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
CLARK STREET CAPITAL, INC.
CRD#: 38304 / SEC#: , 8-48222
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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