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Gary Joseph Giordano

CRD# 2722480·Registered 1997 - 2003
Barred: Gary Joseph Giordano was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gary Joseph Giordano was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1997 - 2003. Gary had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

CLARK STREET CAPITAL, INC.·CRD# 38304
BD
Levittown, NY
September 24, 2002 - December 31, 2003
YANKEE FINANCIAL GROUP, INC.·CRD# 17966
BD
Melville, NY
September 25, 2001 - October 16, 2002
WEATHERLY SECURITIES CORPORATION·CRD# 11081
BD
New York, NY
December 12, 2000 - September 27, 2001
MAGNUM SECURITIES OF NEW YORK INC.·CRD# 39267
BD
New York, NY
January 12, 2000 - December 7, 2000
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
November 30, 1998 - December 20, 1999
SHAMROCK PARTNERS, LTD·CRD# 23955
BD
Media, PA
September 4, 1998 - December 31, 1998
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
December 15, 1997 - August 21, 1998

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Current Firm

CS
CLARK STREET CAPITAL, INC.

CLARK STREET CAPITAL, INC.

CRD#: 38304 / SEC#: 8-48222
BD
Terminated by SEC on 12/14/2004

Contact Information

Established

Illinois since 02/16/1995

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
FAM HOLDINGS, LLC.SHAREHOLDER—
EXECUTEDIRECT.COMSHAREHOLDER—
ALFONSI, MARCOPRESIDENT, VICE-PRESIDENT—
COLEMAN, JAMES STUARTOPTIONS PRINCIPAL/CROP1211212
FUSCO, MARYANNFINANCIAL OPERATIONS PRINCIPAL867065
HOLTMEYER, ANDREW WALTERSECRETARY—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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