Brendan T. Hughes
Professional summary
Brendan Thomas Hughes is a registered financial professional currently at BTIG, LLC located in Boston, Massachusetts.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1996. Brendan has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Thomas Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2009 - Present
BTIG, LLC
Office #1: 260 Franklin Street Suite 720, Boston, MA 02210November 26, 1996 - May 21, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2009)
(5/21/2012)
(5/21/2012)
(5/21/2012)
(5/18/2009)
(5/18/2009)
(5/18/2009)
(5/18/2009)
(5/18/2009)
(1/30/2019)
(5/18/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/25/2006
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Company Information
BTIG, LLC
CRD#: 122225Boston, MA 02210TRUST BUT VERIFY
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