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KF

Kristin L. Fafard

PINE DISTRIBUTORS LLC
FORT LAUDERDALE, FL 33324
Some features on this profile are disabled
CRD#: 2722375
KF

Professional summary


Kristin Lynn Fafard, CFA, who also goes by Kristin Lynn Bushard, Kristin Lynn Slusser, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Fort Lauderdale, Florida.

Kristin is registered as a RR (Registered Representative) and started their career in finance in 1996. Kristin has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 7, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kristin Lynn Bushard | Kristin Lynn Slusser

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kristin Lynn Fafard's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

January 6, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 261 North University Drive Suite 250, Fort Lauderdale, FL 33324
BD
CRD#: 323408
FORT LAUDERDALE, FL
Past

June 4, 2018 - December 31, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BOSTON, MA
Past

January 20, 2016 - July 10, 2017

PATHSTONE

RIA
CRD#: 151736
Boston, MA
Past

January 22, 2013 - December 31, 2015

OLD NORTH ADVISORS, LLC

RIA
CRD#: 132848
BOSTON, MA
Past

January 22, 2013 - December 31, 2015

FEDERAL STREET ADVISORS INC

RIA
CRD#: 106387
BOSTON, MA
Past

May 14, 2003 - June 16, 2008

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

April 12, 1996 - January 15, 2003

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/6/2025)
RR
Colorado
(1/6/2025)
RR
Illinois
(1/6/2025)
RR
Massachusetts
(1/6/2025)
RR
New Jersey
(1/6/2025)
RR
New York
(1/6/2025)
RR
Ohio
(1/6/2025)
RR
Oregon
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Washington
(1/6/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 7/12/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/27/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/23/2007
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PINE DISTRIBUTORS LLC

CRD#: 323408Fort Lauderdale, FL 33324

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