John M. Dominic
Professional summary
John Martin Dominic, who also goes by John Martin Dominic, John Dominic, is a registered financial professional currently at GREEN PIER FINTECH LLC located in Boston, Massachusetts.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 11 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 53, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Martin Dominic's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2024 - Present
GREEN PIER FINTECH LLC
Office #1: 245 Summer Street V3a, Boston, MA 02210July 18, 2022 - September 23, 2022
ALL OF US SECURITIES LLC
March 29, 2021 - March 11, 2022
APEX CLEARING CORPORATION
November 17, 2015 - March 30, 2016
MB TRADING
July 13, 2012 - December 20, 2012
ZECCO TRADING, INC.
November 29, 2005 - March 19, 2021
ALLY INVEST SECURITIES LLC
April 19, 2005 - June 14, 2005
ALPS DISTRIBUTORS, INC.
February 17, 2003 - April 24, 2003
ALPS DISTRIBUTORS, INC.
August 22, 2000 - March 12, 2001
SURETRADE INC.
October 31, 1997 - June 30, 2000
SURETRADE INC.
October 7, 1997 - November 18, 1997
QUICK & REILLY, INC.
November 12, 1996 - March 6, 1997
CITIGROUP GLOBAL MARKETS INC.
June 17, 1996 - July 1, 1996
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 3/12/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe EDGX Exchange, Inc.
FINRA
Nasdaq Stock Market
Current Firm
GREEN PIER FINTECH LLC
CRD#: 313305 / SEC#: , 8-70700
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| DESJOURDY, BRIAN | VP STRATEGY | 2520622 |
| HOLMES, GARY | CHIEF COMPLIANCE OFFICER | 3171812 |
| MORAN, EDWARD MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1273715 |
| PRICE, MATTHEW | CHIEF EXECUTIVE OFFICER | 1417511 |
| SMITH, JORDAN | PRINCIPAL FINANCIAL OFFICER | 6534026 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
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Company Information
GREEN PIER FINTECH LLC
CRD#: 313305Boston, MA 02210TRUST BUT VERIFY
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