Marsha L. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marsha Lavon Cooper, who also goes by Marsha Lavon Haas, Marsha Lavon Knauf, was a registered financial professional .
Marsha is a previously registered financial professional and started their career in finance in 1970. Marsha had worked at 10 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - July 1, 2016
KOVACK SECURITIES INC.
December 13, 2013 - January 22, 2014
HENNION & WALSH, INC.
February 14, 2001 - December 31, 2013
PMK SECURITIES & RESEARCH, INC.
January 2, 2001 - February 14, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 22, 1999 - January 2, 2001
JWGENESIS SECURITIES, INC.
July 31, 1993 - October 13, 1999
CITIGROUP GLOBAL MARKETS INC.
February 1, 1985 - July 31, 1993
LEHMAN BROTHERS INC.
September 17, 1979 - July 31, 1993
LEHMAN BROTHERS INC.
January 18, 1978 - September 17, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
November 20, 1970 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/28/1977
AMEX Put and Call ExamSeries 1
Date: 9/19/1970
Registered Representative ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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