Todd E. Lantier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Edward Lantier, who also goes by Todd E Lantier, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1996. Todd had worked at 14 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6, Series 31, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2023 - August 9, 2024
FORESIDE FINANCIAL SERVICES, LLC
May 20, 2022 - June 21, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 22, 2017 - May 22, 2020
TOBIN & COMPANY SECURITIES LLC
September 19, 2016 - June 15, 2017
WEALTHFORGE SECURITIES, LLC
July 21, 2016 - August 26, 2016
STILLPOINT CAPITAL, LLC
February 12, 2015 - July 18, 2016
ONEAMERICA SECURITIES, INC.
January 23, 2015 - July 18, 2016
ONEAMERICA SECURITIES, INC.
September 25, 2013 - December 31, 2014
EQUITY SERVICES, INC.
August 27, 2013 - December 31, 2014
EQUITY SERVICES, INC.
July 21, 2008 - August 12, 2013
MML INVESTORS SERVICES, LLC
July 15, 2005 - July 11, 2008
NYLIFE DISTRIBUTORS LLC
August 15, 2002 - February 28, 2003
NYLIFE DISTRIBUTORS LLC
June 24, 1998 - August 30, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 23, 1997 - June 4, 1998
EQUITABLE DISTRIBUTORS, LLC
March 7, 1997 - September 30, 1997
FIRST MONTAUK SECURITIES CORP.
June 27, 1996 - March 4, 1997
MORGAN STANLEY DW INC.
June 6, 1996 - July 2, 1996
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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