Evan S. Rapoport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Scott Rapoport, who also goes by Evan Rapp Rapoport, Evan Rapp, was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1996. Evan had worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2018 - August 14, 2023
SMARTX ADVISORY SOLUTIONS
January 2, 2014 - December 31, 2019
SMARTX ADVISORY SOLUTIONS
January 7, 2008 - August 14, 2023
HEDGECO SECURITIES, LLC
May 9, 2006 - December 31, 2007
FIRST UNION SECURITIES, INC.
June 28, 2005 - April 27, 2006
VESTPOINT SECURITIES, INC.
March 5, 2004 - January 4, 2005
STG SECURE TRADING GROUP, INC.
March 3, 2003 - March 4, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
February 6, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
May 5, 2000 - September 12, 2002
BROADBAND CAPITAL MANAGEMENT, LLC
June 12, 1997 - April 28, 2000
OSCAR GRUSS & SON INCORPORATED
October 1, 1996 - May 20, 1997
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
SMARTX ADVISORY SOLUTIONS
CRD#: 297680 / SEC#: 801-113795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/13/2002
Limited Representative-Equity Trader ExamCurrent Firm
SMARTX ADVISORY SOLUTIONS
CRD#: 297680 / SEC#: 801-113795
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 26,545,458,669 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
