John S. Bernhard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John S Bernhard, who also goes by John Schreiner Bernhard Sr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2012 - December 31, 2012
INVESTMENT RESEARCH CORP
February 22, 2012 - December 31, 2012
WORLD CAPITAL BROKERAGE, INC.
January 21, 2011 - December 5, 2011
WOODBURY FINANCIAL SERVICES, INC.
February 2, 2010 - December 5, 2011
WOODBURY FINANCIAL SERVICES, INC.
August 16, 2005 - December 31, 2007
ENSEMBLE FINANCIAL SERVICES, INC.
August 13, 2004 - December 31, 2009
ENSEMBLE FINANCIAL SERVICES, INC.
February 26, 2002 - September 30, 2003
WALL STREET FINANCIAL GROUP, INC.
March 25, 1996 - January 30, 2002
PFS INVESTMENTS INC.
Primary Firm SEC Registration
INVESTMENT RESEARCH CORP
CRD#: 108208 / SEC#: 801-8599
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT RESEARCH CORP
CRD#: 108208 / SEC#: 801-8599
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 63,421,004 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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