Russell F. Knapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Floyd Knapp, who also goes by Russ Knapp, Russell F Knapp, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1965. Russell had worked at 1 firm and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 1965 - December 31, 2001
SECURITIES CORPORATION OF IOWA
State Registrations and Notice Filings
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Exams
Current Firm
SECURITIES CORPORATION OF IOWA
CRD#: 6945 / SEC#: , 8-1428
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAGEN MACKENZIE GROUP, INC. | PARENT COMPANY | |
| GERTSEN, DEBORAH JOAN LINDBERG | SECRETARY | 723011 |
| JOHNSON, JAMES HAROLD | SENIOR VICE PRESIDENT, CROP | 1290334 |
| KOKONTIS, MARY CONSTANCE | TREASURER | 1942038 |
| MCCRIGHT, RANDALL JOSEPH | DIRECTOR | |
| MULLER, DONALD HEINZ | PRESIDENT AND DIRECTOR | 342442 |
| RANDOLPH, AARON PETER JR | SR. VICE PRESIDENT, SROP, BR. MGR., DIRECTOR | 707823 |
| URBANEK, JAMES JEROME | DIRECTOR | 3211063 |
| WELSH, NANCY ANN | VICE PRESIDENT | 1011530 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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