James L. Beyersdorf
Professional summary
James Lester Beyersdorf was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, James had worked at 5 firms, which includes FINANCIAL SHERPA INC., CHARLES SCHWAB & CO. INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, W.J. NOLAN & COMPANY INC., MEYERS POLLOCK ROBBINS INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - December 31, 2019
FINANCIAL SHERPA, INC.
September 15, 2005 - December 28, 2015
CHARLES SCHWAB & CO., INC.
January 13, 2005 - December 28, 2015
CHARLES SCHWAB & CO., INC.
January 6, 1998 - November 22, 2004
CHARLES SCHWAB & CO., INC.
January 1, 1998 - November 22, 2004
CHARLES SCHWAB & CO., INC.
February 26, 1997 - March 20, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 10, 1996 - January 30, 1997
W.J. NOLAN & COMPANY, INC.
March 22, 1996 - December 12, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL SHERPA, INC.
CRD#: 282046 / SEC#:
Contact information
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