Daniel E. Lilly

PENNHAVEN BROKERAGE PARTNERS

Norwalk, CT

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CRD#: 2721801

Professional summary

Daniel Edward Lilly JR is a registered financial professional currently at PENNHAVEN BROKERAGE PARTNERS, LLC located in Norwalk, Connecticut.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Edward Lilly JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

PENNHAVEN BROKERAGE PARTNERS, LLC

Office #2: 108 N. Main Street Suite 205, Doylestown, PA 18901

CRD#: 309708

Norwalk, CT

Past

April 24, 2018 - June 6, 2023

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065

New York, NY

Past

September 6, 2016 - May 8, 2018

RISE FINANCIAL SERVICES, LLC

CRD#: 146103

MIAMI BEACH, FL

Past

January 3, 2003 - September 6, 2016

SMITH CAPITAL MARKETS, LLC.

CRD#: 121430

Greenwich, CT

Past

June 1, 2001 - January 27, 2003

PCS SECURITIES, INC.

CRD#: 47588

NEW YORK, NY

Past

May 20, 1996 - June 19, 2001

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/25/2024)

Massachusetts
(8/26/2025)

North Carolina
(4/16/2024)

Pennsylvania
(2/22/2024)

South Carolina
(8/15/2024)

Utah
(4/29/2024)

West Virginia
(7/2/2024)

Exams

State Security Law Exam

Series 63

Date: 7/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/18/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/17/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/30/2024

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PENNHAVEN BROKERAGE PARTNERS, LLC

CRD#: 309708 / SEC#: , 8-70581

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

108 N. Main Street Suite 205, Doylestown, PA 18901

Mailing Address

108 N. Main Street Suite 205, Doylestown, PA 18901

Phone number

(484) 441-6544

Established

Pennsylvania since 06/17/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PHBP HOLDINGS LLC	OWNER
BROWN, SCOTT LESLIE	PRINCIPAL FINANCIAL OFFICER / FINOP / PRINCIPAL OPERATIONS OFFICER	6694802
LILLY, DANIEL EDWARD JR	OPTIONS PRINCIPAL	2721801
OHARA, DONALD IRVING	CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER	2710243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel E. Lilly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Edward Lilly JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OUTSET GLOBAL TRADING LIMITED

RISE FINANCIAL SERVICES, LLC

SMITH CAPITAL MARKETS, LLC.

PCS SECURITIES, INC.

ABN AMRO SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/10/1996

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/18/2003

Series 7

Date: 5/17/1996

Series 4

Date: 5/30/2024

Series 24

Date: 10/3/2002

FINRA

Current Firm

PENNHAVEN BROKERAGE PARTNERS, LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PENNHAVEN BROKERAGE PARTNERS, LLC

TRUST BUT VERIFY

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