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James Brewster Clarke Jr

CRD# 2721732·Registered 1996 - 2023
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Brewster Clarke JR, who also goes by Jimmy Clarke, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1996 - 2023. James had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jimmy Clarke

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ENHANCED ASSET PERFORMANCE, LLC·CRD# 120652
RIA
Naples, FL
June 6, 2002 - December 18, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
The Woodlands, TX
October 25, 2000 - May 13, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 25, 2000 - May 13, 2002
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 28, 1997 - November 11, 1998
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
November 11, 1996 - May 7, 1997
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 16, 1996 - September 5, 1996
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 16, 1996 - September 5, 1996

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Current Firm

EA
ENHANCED ASSET PERFORMANCE, LLC

ENHANCED ASSET PERFORMANCE | ENHANCED ASSET PERFORMANCE, LLC

CRD#: 120652

Contact Information

Main Address

4850 Tamiami Trail North Suite 301, Naples, FL 34103

Phone Number

(239) 877-6650

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

20

AUM (Assets Under Management)

$4,144,458

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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