KH
Kimberley A. Holcomb
KESTRA ADVISORY SERVICES
DALLAS, TX 75231
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CRD#: 2721730
KH
Professional summary
Kimberley Ann Holcomb, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Dallas, Texas and KESTRA INVESTMENT SERVICES, LLC located in Dallas, Texas.
Kimberley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kimberley has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Holcomb Wealth Management Investment Related: Yes Address: 10300 N Central Expwy, Ste 467 Dallas TX 75231 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 10/13/2005 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advisor and Owner Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Bus Name: Kimberley Holcomb Investment Related: No Address: 5932 Meletio Ln Dallas TX 75230 Nature of Business: Legal/Fiduciary Position, Title or Relationship: Daughter, Sister and Spouse Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Perform the duties of executor in the event of their deaths Bus Name: DAVID ZAREIE, CPA POSITION: Contracted Consultant NATURE: Divorce Support and Expert Witness INVESTMENT RELATED: No, # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1990 ADDRESS: 6750 Hillcrest Plaza Drive, Suite 203, Dallas TX 75230, United States DESCRIPTION: Analyze, review and report marital assets, liabilities and cash flow subject to divorce settlement. Provide expert testimony in support of divorce analysis. On rare occasions, will also sign checks when two other authorized signatories are absent at the same time.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberley Ann Holcomb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 25, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 10300 N Central Expwy Ste 467, Dallas, TX 75231RIA
CRD#: 283330
DALLAS, TX
Current
September 16, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6750 Hillcrest Plaza Drive Ste 203, Dallas, TX 75230BD
CRD#: 42046
Dallas, TX
Past
September 16, 2005 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
June 30, 1997 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PLANO, TX
Past
June 23, 1997 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 28, 1996 - October 10, 1996
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/2/2010)
RR
Colorado(7/11/2023)
RR
New Mexico(6/6/2022)
RR
North Carolina(10/23/2023)
RR
Ohio(9/16/2005)
RR
Pennsylvania(4/12/2010)
RR
Texas(9/16/2005)
IAR
Texas(4/25/2016)
RR
Virginia(5/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Dallas, TX 75231TRUST BUT VERIFY
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