Bradley A. Williams

LOWE WEALTH ADVISORS

Columbia, MD 21045

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CRD#: 2721609

Professional summary

Bradley Alan Williams is a registered financial advisor currently at LOWE WEALTH ADVISORS, LLC located in Columbia, Maryland.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bradley has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Alan Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2014 - Present

LOWE WEALTH ADVISORS, LLC

Office #1: 6230 Old Dobbin Lane Suite 170, Columbia, MD 21045

RIA

CRD#: 157906

Columbia, MD

Past

October 28, 2009 - January 10, 2014

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

RIA

CRD#: 106909

BALTIMORE, MD

Past

March 31, 1999 - May 23, 2000

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOWE WEALTH ADVISORS, LLC

LOWE FS, LLC | LOWE WEALTH ADVISORS, LLC

CRD#: 157906 / SEC#: 801-72431

RIA

Registered Investment Advisory firm - (6/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/30/1999

General Securities Representative Examination

Current Firm

LOWE WEALTH ADVISORS, LLC

LOWE FS, LLC | LOWE WEALTH ADVISORS, LLC

CRD#: 157906 / SEC#: 801-72431

RIA

Registered Investment Advisory firm - (6/22/2011 Approved)

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Contact information

Main Address

6230 Old Dobbin Lane Suite 170, Columbia, MD 21045

Mailing Address

Phone number

(443) 766-7160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,384
AUM (Assets Under Management)	$ 460,210,291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley A. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Alan Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOWE WEALTH ADVISORS, LLC

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

LOWE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2009

Series 7

Date: 3/30/1999

Current Firm

LOWE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOWE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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