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JH

James K. Hansen

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CRD#: 2721313
JH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Kelly Hansen, who also goes by J Kelly Hansen, J Hansen, James Hansen, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1996. James had worked at 7 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


J Kelly Hansen | J Hansen | James Hansen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 11, 2012 - September 16, 2013

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
SYRACUSE, UT
Past

November 2, 2007 - April 11, 2012

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
SYRACUSE, UT
Past

November 11, 2002 - November 23, 2007

INVESTMENT MANAGEMENT CORPORATION

BD
CRD#: 37196
SYRACUSE, UT
Past

September 11, 2002 - September 30, 2002

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
ANN ARBOR, MI
Past

April 22, 2002 - September 6, 2002

PMG SECURITIES CORPORATION

BD
CRD#: 27107
ELGIN, IL
Past

December 2, 1997 - April 22, 2002

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

March 14, 1996 - December 16, 1997

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/26/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


JC
JHS CAPITAL ADVISORS, LLC
JHS CAPITAL ADVISORS, INC. | POINTE CAPITAL, LLC | POINTE CAPITAL, L.L.C. | POINTE CAPITAL, INC. | POINTE CAPITAL SECURITIES, L.L.C. | JHS CAPITAL ADVISORS, LLC

CRD#: 112097 / SEC#: 801-71238, 8-53232

BD
Terminated by SEC on 10/23/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 11/30/2011
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

JHS CAPITAL PART 2A (3/23/2015)

Direct owners and executive officers


NamePositionCRD#
JHS CAPITAL HOLDINGS, LLCOWNER
BENDERT, SCOTT JAMESCHIEF EXECUTIVE OFFICER5602806
CARTER, ANA ROUMENOVACFO/FINOP4424794
DUIS, DEBORA JEANNEDIRECTOR OF BRANCH SUPERVISION AND TRAINING2390411
TURNER, WILLIAM RINTERIM CHIEF COMPLIANCE OFFICER859497

Disclosures


Regulatory Event6
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JHS CAPITAL ADVISORS, LLC

CRD#: 112097

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