Bruce M. Chugg

CHUGG WEALTH STRATEGIES

Provo, UT 84601

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CRD#: 2721296

Professional summary

Bruce Matthew Chugg is a registered financial advisor currently at CHUGG WEALTH STRATEGIES, LLC located in Provo, Utah.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bruce has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Matthew Chugg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2016 - Present

CHUGG WEALTH STRATEGIES, LLC

Office #1: 180 N. University Ave Suite 270, Provo, UT 84601

RIA

CRD#: 284215

Provo, UT

Past

March 23, 2017 - October 2, 2017

XTON FINANCIAL LLC

CRD#: 132847

NEW YORK, NY

Past

October 9, 2015 - November 16, 2015

CABIN SECURITIES, INC.

CRD#: 137608

OVERLAND PARK, KS

Past

January 28, 2015 - July 7, 2016

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

IRVINE, CA

Past

October 17, 2013 - December 31, 2014

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

IRVINE, CA

Past

March 17, 2008 - October 14, 2013

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

IRVINE, CA

Past

March 11, 2008 - October 14, 2013

PRINCIPAL SECURITIES, INC.

CRD#: 1137

IRVINE, CA

Past

March 16, 2001 - February 14, 2002

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

November 2, 2000 - February 15, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SALT LAKE CITY, UT

Past

October 2, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

September 29, 2000 - October 29, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

September 30, 1999 - September 26, 2000

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

September 5, 1997 - October 11, 1999

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

April 9, 1996 - July 17, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2016)

IAR

Texas
(9/6/2016)

IAR

Utah
(6/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/26/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/8/1996

General Securities Representative Examination

Current Firm

CHUGG WEALTH STRATEGIES, LLC

CRD#: 284215 / SEC#:

California

Registered Investment Advisory firm - (7/8/2016 Approved)

Texas

Registered Investment Advisory firm - (9/6/2016 Conditional Restricted)

Utah

Registered Investment Advisory firm - (6/12/2018 Approved)

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Contact information

Main Address

180 N. University Ave Suite 270, Provo, UT 84601

Mailing Address

Phone number

(949) 892-0826

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 29,404,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bruce M. Chugg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Matthew Chugg's CRS (Customer Relationship Summary).

Certified licenses

Experience

XTON FINANCIAL LLC

CABIN SECURITIES, INC.

DANIEL WEALTH ADVISORS

DANIEL WEALTH ADVISORS

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WELLS FARGO SECURITIES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO SECURITIES INC.

WAMU INVESTMENTS, INC.

ZIONS DIRECT, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2018

Series 63

Date: 4/15/1996

SIE

Date: 10/2/2017

Series 31

Date: 4/26/1996

Series 7

Date: 4/8/1996

Current Firm

CHUGG WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHUGG WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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