David W. Knall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wells Knall was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1970. David had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2007 - December 21, 2007
KNALL/COHEN INVESTMENTS, LLC
April 5, 2005 - January 13, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 5, 2005 - January 13, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 22, 2003 - December 31, 2006
KNALL/COHEN INVESTMENTS, LLC
February 18, 2003 - April 12, 2005
KSM CAPITAL ADVISORS, LLC
January 20, 1999 - April 18, 2005
KEYBANC CAPITAL MARKETS INC.
January 12, 1970 - April 18, 2005
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 9/6/1977
AMEX Put and Call ExamSeries 1
Date: 12/22/1969
Registered Representative ExaminationSeries 00
Date: 9/11/1973
General Securities Principal ExaminationCurrent firm
No current employment
Red Flags
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