Gregory L. Petrie

BLACKRIDGE ASSET MANAGEMENT

Chaska, MN 55318

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CRD#: 2720775

Professional summary

Gregory Lee Petrie, who also goes by Gregory L Petrie, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Chaska, Minnesota and PEAK BROKERAGE SERVICES, LLC located in Eden Prairie, Minnesota.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory L Petrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) OTHER NON-FINANCIAL SERVICE BUSINESS, N/A, CHASKA, , MINNESOTA, 55318, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/13/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BAND MEMBER OF ACCOMPLICE COVER BAND. 3) Blackridge Asset Management; IAR; Start Date: 03/2021 4) DBA: HERO Insurance and Planning - Types of Services: Life insurance and Annuity Sales 5) Business Activity: Annuity and Life Insurance Sales; Business Entity: HERO Insurance and Planning; Duties of Position: Life Ins and Annuity Sales; Title: Financial Advisor; Start Date: 04/30/2023; Approx. # of hours per month spent on activity: 15; Approx. # of hours spent during trading hours: 15

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Lee Petrie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2021 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 524 Innsbruck Drive, Chaska, MN 55318

RIA

CRD#: 277085

Chaska, MN

Current

March 5, 2021 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 11800 Singletree Ln Suite 307, Eden Prairie, MN 55344

CRD#: 157045

Eden Prairie, MN

Past

March 5, 2021 - March 9, 2021

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

JUPITER, FL

Past

September 29, 2020 - February 26, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

EDINA, MN

Past

September 16, 2020 - February 26, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

EDINA, MN

Past

October 6, 2015 - July 31, 2020

STAR CAPITAL INC.

RIA

CRD#: 171057

BLOOMINGTON, MN

Past

September 16, 2015 - July 22, 2020

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

RIA

CRD#: 144733

Bloomington, MN

Past

September 8, 2015 - July 16, 2020

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Bloomington, MN

Past

January 31, 2014 - September 3, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

EDEN PRAIRIE, MN

Past

April 18, 2011 - September 3, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

EDEN PRAIRIE, MN

Past

October 27, 2010 - December 31, 2010

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

December 12, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 12, 2000 - November 9, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EDEN PRAIRIE, MN

Past

September 1, 1997 - September 5, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 1, 1997 - September 5, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 3, 1997 - August 27, 1997

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

April 3, 1996 - May 9, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/16/2021)

IAR

Minnesota
(3/11/2021)

Minnesota
(3/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/18/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/2/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory L. Petrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Lee Petrie's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

BLACKRIDGE ASSET MANAGEMENT, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

STAR CAPITAL INC.

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

PEAK BROKERAGE SERVICES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

RIVERSOURCE DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

SII INVESTMENTS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/1996

Series 63

Date: 4/11/1996

SIE

Date: 10/1/2018

Series 31

Date: 4/18/1996

Series 7

Date: 4/2/1996

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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