JS
John A. Schick
UMB FINANCIAL SERVICES | Institutional Advisor
Schnecksville, PA
CRD#: 2720454
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JS
John Andrew SchickUMB FINANCIAL SERVICES
Professional summary
John Andrew Schick, who also goes by John A Schick, is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in Schnecksville, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Cash Flow Management Strategie...
Investments
Investment Management
Are you a "fiduciary"?
Yes
Aliases
John A Schick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Andrew Schick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Andrew Schick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2026 - Present
UMB FINANCIAL SERVICES, INC.
RIA
BD
CRD#: 17073
Schnecksville, PA
Current
June 3, 2026 - Present
UMB FINANCIAL SERVICES, INC.
Office #1: 928 Grand, Kansas City, MO 64106RIA
BD
CRD#: 17073
KANSAS CITY, MO
Past
August 1, 2018 - June 5, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Schnecksville, PA
Past
June 21, 2018 - June 5, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Schnecksville, PA
Past
June 29, 2012 - October 20, 2016
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
BETHLEHEM, PA
Past
June 29, 2012 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
BETHLEHEM, PA
Past
March 17, 2011 - October 1, 2025
CAPSTONE ASSET MANAGEMENT
RIA
CRD#: 155846
SCHNECKSVILLE, PA
Past
September 2, 2009 - December 31, 2010
ASSET MANAGEMENT PARTNERS, LLC
RIA
CRD#: 151081
ALLENTOWN, PA
Past
August 12, 2008 - July 23, 2012
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
ALLENTOWN, PA
Past
August 1, 2008 - July 23, 2012
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
ALLENTOWN, PA
Past
July 30, 2008 - August 5, 2008
HILLTOP SECURITIES INC.
RIA
CRD#: 6220
BETHLEHEM, PA
Past
July 30, 2008 - August 5, 2008
HILLTOP SECURITIES INC.
BD
CRD#: 6220
BETHLEHEM, PA
Past
July 3, 2007 - July 30, 2008
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
BETHELHEM, PA
Past
August 10, 2006 - December 31, 2008
ASSET MANAGEMENT PARTNERS INC
RIA
CRD#: 106514
BETHLEHEM, PA
Past
January 3, 2006 - June 28, 2007
BNK ADVISORY GROUP, INC. (SUCCESSOR)
BD
CRD#: 135867
BETHLEHEM, PA
Past
November 3, 1997 - December 31, 2005
BNK ADVISORY GROUP, INC.
BD
CRD#: 30209
BETHLEHEM, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(6/3/2026)
IAR
Pennsylvania(6/3/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
928 Grand Avenue, Kansas City, MO 64106
Mailing Address
928 Grand Avenue, Kansas City, MO 64106
Phone number
(816) 842-2222
Established
Missouri since 10/07/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
51
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UMB FINANCIAL CORP | STOCKHOLDER | |
| GATES, ANGELA GAYE | FINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER | 2626070 |
| KLEVORN, PHILLIP MICHAEL | DIRECTOR | 4852039 |
| LONG, CHRISTOPHER SHELDON | CHIEF COMPLIANCE OFFICER | 6076540 |
| MASON, PHILLIP JAMES | DIRECTOR | 6246519 |
| MASSEY, THOMAS HAROLD | DIRECTOR | 2062653 |
| MAXWELL, JEFFREY THOMAS | CAO, SVP | 2626068 |
| SKILLING, BENJAMIN JOSEPH | DIRECTOR | 4686294 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 3,070,243 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UMB FINANCIAL SERVICES, INC.
Institutional AdvisorCRD#: 17073Schnecksville, PATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
