William A. Mancusi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Anthony Mancusi, who also goes by William A Mancusi, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 7 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2006 - July 10, 2007
VISION SECURITIES INC.
April 27, 2006 - June 20, 2006
G-2 TRADING,LLC
October 23, 2003 - October 4, 2006
CARLIN EQUITIES, LLC
March 19, 1998 - October 4, 2006
US TRADING LLC
September 19, 1997 - February 6, 1998
BLOCK TRADING INC.
June 30, 1997 - October 2, 1997
MAIDSTONE FINANCIAL, INC.
June 28, 1996 - July 8, 1997
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
VISION SECURITIES INC.
CRD#: 35001 / SEC#: , 8-46500
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
