Christopher J. Clarkson
Professional summary
Christopher Jay Clarkson is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Los Angeles, California and SANFORD C. BERNSTEIN & CO., LLC located in Los Angeles, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Jay Clarkson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2017 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067December 7, 2000 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 1999 Avenue Of The Stars, Suite 2150, Los Angeles, CA 90067April 24, 1996 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2000)
(2/21/2017)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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