Jerry D. Murphy
GLOBAL BROKERAGE SERVICES
Mitchellville, MD
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CRD#: 2720174
Professional summary
Jerry Drake Murphy, CFP® is a registered financial advisor currently at GLOBAL BROKERAGE SERVICES, INC. located in Mitchellville, Maryland.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jerry has worked at 1 firm and has passed the Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Drake Murphy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerry Drake Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
November 7, 2000 - Present
GLOBAL BROKERAGE SERVICES, INC.
RIA
BD
CRD#: 37505
Mitchellville, MD
Current
March 19, 1996 - Present
GLOBAL BROKERAGE SERVICES, INC.
RIA
BD
CRD#: 37505
Mitchellville, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GB
GLOBAL BROKERAGE SERVICES, INC.
GLOBAL BROKERAGE SERVICES, INC.
CRD#: 37505 / SEC#: 801-131268, 8-47763
RIA
Registered Investment Advisory firm - SEC (10/10/2024 Approved)District of Columbia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Florida
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Georgia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Illinois
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Maryland
Registered Investment Advisory firm - SEC (11/18/2024 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/1/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/5/2024 Terminated)Texas
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (12/10/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/2/2024 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/5/2018)
RR
District of Columbia(5/31/1996)
IAR
Florida(8/26/2016)
RR
Florida(10/4/2019)
RR
Georgia(5/20/2014)
IAR
Illinois(6/24/2021)
RR
Maryland(4/19/1996)
IAR
Maryland(11/7/2000)
RR
North Carolina(1/24/2005)
IAR
North Carolina(11/10/2020)
IAR
Texas(10/17/2023)
RR
Virginia(4/1/1996)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 3/31/2004
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GB
GLOBAL BROKERAGE SERVICES, INC.
GLOBAL BROKERAGE SERVICES, INC.
CRD#: 37505 / SEC#: 801-131268, 8-47763
RIA
Registered Investment Advisory firm - SEC (10/10/2024 Approved)District of Columbia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Florida
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Georgia
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Illinois
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Maryland
Registered Investment Advisory firm - SEC (11/18/2024 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/1/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/5/2024 Terminated)Texas
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)Utah
Registered Investment Advisory firm - SEC (12/10/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/2/2024 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/31/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
11350 Mccormick Rd. Epiii, Suite 1204, Hunt Valley, MD 21031
Mailing Address
11350 Mccormick Rd. Ep Iii Suite 1204, Hunt Valley, MD 21031
Phone number
(410) 785-4990
Established
Maryland since 10/07/1994
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
5
SEC notice filing (11 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 562 |
| AUM (Assets Under Management) | $ 137,300,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
