George A. Brown

CAPITAL ADVISORS

Tulsa, OK 74114

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CRD#: 2719984

Professional summary

George Anderson Brown is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Tulsa, Oklahoma.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. George has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Anderson Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2001 - Present

CAPITAL ADVISORS, INC.

Office #1: 2222 South Utica Place Suite 300, Tulsa, OK 74114

RIA

CRD#: 104643

Tulsa, OK

Past

July 2, 2001 - October 2, 2017

MINSHALL & COMPANY INC.

CRD#: 20050

TULSA, OK

Past

June 21, 1999 - July 10, 2001

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

March 2, 1998 - June 23, 1999

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

May 7, 1996 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORS, INC.

CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA

Registered Investment Advisory firm - (9/18/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/21/2020)

IAR

California
(11/12/2019)

IAR

Connecticut
(11/12/2019)

IAR

Florida
(12/20/2019)

IAR

Georgia
(12/18/2019)

IAR

Illinois
(12/9/2019)

IAR

Indiana
(12/19/2019)

IAR

Kentucky
(11/13/2019)

IAR

Minnesota
(11/12/2019)

IAR

Mississippi
(11/12/2019)

IAR

Missouri
(1/4/2010)

IAR

Nebraska
(11/13/2019)

IAR

New Hampshire
(11/14/2019)

IAR

New Mexico
(11/12/2019)

IAR

North Carolina
(11/13/2019)

IAR

Ohio
(11/13/2019)

IAR

Oklahoma
(8/22/2001)

IAR

Oregon
(11/12/2019)

IAR

Pennsylvania
(11/13/2019)

IAR

South Carolina
(11/12/2019)

IAR

Texas
(11/21/2014)

IAR

Virginia
(11/12/2019)

IAR

Washington
(11/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/1996

General Securities Representative Examination

Current Firm

CAPITAL ADVISORS, INC.

CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA

Registered Investment Advisory firm - (9/18/1978 Approved)

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Contact information

Main Address

2222 South Utica Place Suite 300, Tulsa, OK 74114

Mailing Address

Phone number

(866) 230-5879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

09 18 2025 CAI FORM ADV PART 2A FINAL (9/18/2025)

Regulatory assets under management

Total Number of Accounts	7,297
AUM (Assets Under Management)	$ 6,146,880,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George A. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Anderson Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINSHALL & COMPANY INC.

PIPER SANDLER & CO.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

Primary Firm SEC Registration

CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/1996

Series 63

Date: 5/17/1996

SIE

Date: 10/2/2017

Series 7

Date: 5/6/1996

Current Firm

CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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