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Francisco A. Pimentel

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CRD#: 2719856
FP

Professional summary

Francisco Antonio Pimentel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Francisco is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Francisco had worked at 4 firms, which includes INTERNATIONAL BOND AND SHARE INC., MORGAN STANLEY DW INC., H G I, STERLING FOSTER & COMPANY INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Frank Pimentel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 23, 1998 - June 25, 1998

INTERNATIONAL BOND AND SHARE, INC.

BD
CRD#: 43196
ST. PETERSBURG, FL
Past

October 21, 1997 - February 6, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

February 28, 1997 - April 7, 1997

H G I

BD
CRD#: 14079
JERICHO, NY
Past

March 19, 1996 - February 11, 1997

STERLING FOSTER & COMPANY, INC.

BD
CRD#: 36052
UNIONDALE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/27/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1996
General Securities Representative Examination

Current Firm

IB
INTERNATIONAL BOND AND SHARE, INC.
INTERNATIONAL BOND & SHARE, INC. | NOW TRADE, INC. | NOW TRADE, CORP. | INTERNATIONAL BOND AND SHARE, INC.

CRD#: 43196 / SEC#: , 8-50173

BD
Cancelled by SEC on 12/15/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 09/15/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERNATIONAL BOND AND SHARE, INC.

CRD#: 43196

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