Eswar C. Menon
Professional summary
Eswar C Menon, who also goes by Eswar C. Madhava-menon, Eswar Madhava Menon, Eswar Menon, is a registered financial advisor currently at EMPIRIC INSTITUTIONAL located in Walnut Creek, California.
Eswar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Eswar has worked at 5 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eswar C Menon's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2024 - Present
EMPIRIC INSTITUTIONAL
January 11, 2019 - August 27, 2024
HARPER CAPITAL MANAGEMENT, LLC
January 2, 2014 - July 21, 2017
GENEVA ADVISORS, LLC
April 1, 2010 - July 29, 2016
WHV INVESTMENTS, INC.
October 4, 2005 - December 31, 2008
DENAHI GLOBAL INVESTMENTS, LLC
Primary Firm SEC Registration
EMPIRIC INSTITUTIONAL
CRD#: 164683 / SEC#: 801-77974
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/28/2024)
Exams
Series 2
Date: 2/26/1996
Non-Member General Securities ExaminationCurrent Firm
EMPIRIC INSTITUTIONAL
CRD#: 164683 / SEC#: 801-77974
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 9,914,996 |
Red Flags
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