Eswar C. Menon

EMPIRIC INSTITUTIONAL

Walnut Creek, CA

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CRD#: 2719660

Professional summary

Eswar C Menon, who also goes by Eswar C. Madhava-menon, Eswar Madhava Menon, Eswar Menon, is a registered financial advisor currently at EMPIRIC INSTITUTIONAL located in Walnut Creek, California.

Eswar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Eswar has worked at 5 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eswar C. Madhava-Menon | Eswar Madhava Menon | Eswar Menon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trustee and Chairman of the Investment Committee for the San Jose Police & Fire Retirement Fund. Advisor to Sameeksha Capital (Non-US investment adviser); 1202, South Tower, ONE42, CHHANALAL JOSHI MARG AHMEDABAD 380058; June 2016; No time spent during market hours; 40 hrs/ month; Mr. Menon is an advisor to Sameeksha Capital, which is an India based Asset Management Company in this role reviews research and makes recommendations to this Firm; He does not have investment authority.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eswar C Menon's CRS (Customer Relationship Summary).

October 4, 2005 - December 31, 2008

DENAHI GLOBAL INVESTMENTS, LLC

RIA

CRD#: 135744

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPIRIC INSTITUTIONAL

EMPIRIC INSTITUTIONAL | EMPIRIC INSTITUTIONAL, LLC

CRD#: 164683 / SEC#: 801-77974

RIA

Registered Investment Advisory firm - (4/26/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 2/26/1996

Non-Member General Securities Examination

Current Firm

EMPIRIC INSTITUTIONAL

EMPIRIC INSTITUTIONAL | EMPIRIC INSTITUTIONAL, LLC

CRD#: 164683 / SEC#: 801-77974

RIA

Registered Investment Advisory firm - (4/26/2013 Approved)

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Contact information

Main Address

500 N Capital Of Texas Hwy Building 8, Suite 150, Austin, TX 78746

Mailing Address

Phone number

(512) 583-0160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPIRIC INSTITUIONAL ADV PART 2 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 8,165,576

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eswar C. Menon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eswar C Menon's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPIRIC INSTITUTIONAL

HARPER CAPITAL MANAGEMENT, LLC

GENEVA ADVISORS, LLC

WHV INVESTMENTS, INC.

DENAHI GLOBAL INVESTMENTS, LLC

Primary Firm SEC Registration

EMPIRIC INSTITUTIONAL

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2005

Series 2

Date: 2/26/1996

Current Firm

EMPIRIC INSTITUTIONAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPIRIC INSTITUTIONAL

TRUST BUT VERIFY

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