Ty E. Hix

FORESIDE FINANCIAL SERVICES

Denver, CO 80206

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CRD#: 2719633

Professional summary

Ty Edward Hix is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Denver, Colorado.

Ty is registered as a RR (Registered Representative) and started their career in finance in 1996. Ty has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ty Edward Hix's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2024 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 250 Fillmore St., Suite 425, Denver, CO 80206

CRD#: 148477

Denver, CO

Past

April 1, 2004 - June 20, 2024

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119

SAN FRANCISCO, CA

Past

April 26, 1999 - April 1, 2004

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

January 8, 1999 - April 28, 1999

PROVIDENT DISTRIBUTORS, INC.

CRD#: 35174

KING OF PRUSSIA, PA

Past

October 1, 1998 - December 31, 1998

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

October 1, 1997 - October 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

March 18, 1996 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2025)

Delaware
(9/4/2024)

District of Columbia
(9/4/2024)

Florida
(1/2/2025)

Georgia
(1/2/2025)

Illinois
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(1/2/2025)

New York
(1/2/2025)

North Carolina
(9/4/2024)

South Carolina
(9/4/2024)

Tennessee
(1/2/2025)

Texas
(1/2/2025)

Virginia
(9/4/2024)

West Virginia
(9/4/2024)

Wisconsin
(1/2/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/20/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/22/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/15/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 11/30/2012

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ty E. Hix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ty Edward Hix's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAZARD ASSET MANAGEMENT SECURITIES LLC

LAZARD FRERES & CO. LLC

PROVIDENT DISTRIBUTORS, INC.

BANC OF AMERICA SECURITIES LLC

BANCAMERICA SECURITIES, INC.

ROBERTSON, STEPHENS & COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/1999

Series 63

Date: 3/22/1996

SIE

Date: 10/1/2018

Series 31

Date: 11/20/2012

Series 7

Date: 8/22/1996

Series 6

Date: 3/15/1996

Series 30

Date: 11/30/2012

Series 24

Date: 11/4/2003

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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