Steven O. Medo

KG CAPITAL MANAGEMENT

KENNER, LA 70062

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CRD#: 2719618

Professional summary

Steven Otto Medo III is a registered financial advisor currently at KG CAPITAL MANAGEMENT, LLC located in Kenner, Louisiana.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Otto Medo III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2018 - Present

KG CAPITAL MANAGEMENT, LLC

Office #1: 2400 Veterans Memorial Blvd. Ste 235, Kenner, LA 70062

RIA

CRD#: 164500

KENNER, LA

Past

May 5, 2017 - October 30, 2017

KG CAPITAL MANAGEMENT, LLC

RIA

CRD#: 164500

New Orleans, LA

Past

July 25, 2002 - July 10, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

NEW ORLEANS, LA

Past

November 9, 2001 - July 10, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW ORLEANS, LA

Past

October 8, 1998 - November 14, 2001

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

April 10, 1996 - October 26, 1998

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KG CAPITAL MANAGEMENT, LLC

KG CAPITAL MANAGEMENT LLC | KG&L CAPITAL MANAGEMENT, LLC | KG CAPITAL MANAGEMENT, LLC

CRD#: 164500 / SEC#: 801-112461

RIA

Registered Investment Advisory firm - (2/16/2018 Approved)

Alabama

Registered Investment Advisory firm - (4/12/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (4/13/2018 Terminated)

Mississippi

Registered Investment Advisory firm - (4/12/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/23/2018)

IAR

Texas
(12/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/22/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/24/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

KG CAPITAL MANAGEMENT, LLC

KG CAPITAL MANAGEMENT LLC | KG&L CAPITAL MANAGEMENT, LLC | KG CAPITAL MANAGEMENT, LLC

CRD#: 164500 / SEC#: 801-112461

RIA

Registered Investment Advisory firm - (2/16/2018 Approved)

Alabama

Registered Investment Advisory firm - (4/12/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (4/13/2018 Terminated)

Mississippi

Registered Investment Advisory firm - (4/12/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/12/2018 Terminated)

PREMIUM

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Contact information

Main Address

4782 Prosperity Street, Saint Francisville, LA 70775

Mailing Address

Po Box 1220, Saint Francisville, LA 70775

Phone number

(225) 245-5153

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (12/12/2025)

Regulatory assets under management

Total Number of Accounts	1,298
AUM (Assets Under Management)	$ 414,086,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven O. Medo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Otto Medo III's CRS (Customer Relationship Summary).

Certified licenses

Experience

KG CAPITAL MANAGEMENT, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STERNE, AGEE & LEACH, INC.

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

KG CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 4/19/1996

SIE

Date: 7/10/2015

Series 7

Date: 4/9/1996

Series 10

Date: 1/22/2002

Series 9

Date: 10/24/2001

Current Firm

KG CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KG CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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