Deborah L. Jenkins

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CRD#: 2719547

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Deborah Lee Jenkins, who also goes by Deborah Hallis, Deborah Lee Waddell, Deborah Yeager, was a registered financial professional .

Deborah is a previously registered financial professional and started their career in finance in 1996. Deborah had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 62, Series 4, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Deborah Hallis | Deborah Lee Waddell | Deborah Yeager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Sage Spring Wealth Partners Address: Corporate Centre 5, Franklin, TN, 37067, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: CCO - compliance responsibilities (2)Name of Business: SageSpring Wealth Partners Address: Corporate Centre 5, Franklin, TN, 37067, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: CCO - compliance (3)Name of Business: Southern Grace Boutique Address: 3116 Hidden Creek Dr, Mount Juliet, TN, 37122, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 09/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of local retail shop,

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 17, 2021 - February 20, 2025

SAGESPRING WEALTH PARTNERS

RIA

CRD#: 283515

FRANKLIN, TN

Past

January 2, 2008 - December 19, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FRANKLIN, TN

Past

March 23, 2000 - March 24, 2006

PFIC SECURITIES CORPORATION

CRD#: 34941

FRANKLIN, TN

Past

October 7, 1999 - February 28, 2000

LUKEN INVESTMENT GROUP, INC.

CRD#: 47009

NASHVILLE, TN

Past

October 15, 1998 - February 26, 1999

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

October 2, 1996 - November 9, 1998

TRANS FINANCIAL INVESTMENT SERVICES, INC.

CRD#: 36539

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGESPRING WEALTH PARTNERS

SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP

CRD#: 283515 / SEC#: 801-107971

RIA

Registered Investment Advisory firm - (7/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2021

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1997

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 9/30/1996

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/15/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/23/1999

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 4/6/1998

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/1997

General Securities Principal Examination

Current Firm

SAGESPRING WEALTH PARTNERS

SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP

CRD#: 283515 / SEC#: 801-107971

RIA

Registered Investment Advisory firm - (7/6/2016 Approved)

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Contact information

Main Address

801 Crescent Centre Drive Suite 600, Franklin, TN 37067

Mailing Address

Phone number

(615) 861-6100

Established

Firm type

Fiscal year end

# of Employees

180

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGESPRING WEALTH PARTNERS - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	10,811
AUM (Assets Under Management)	$ 6,485,071,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Deborah L. Jenkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

PFIC SECURITIES CORPORATION

LUKEN INVESTMENT GROUP, INC.

CONSECO SECURITIES, INC.

TRANS FINANCIAL INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SAGESPRING WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2021

Series 65

Date: 8/20/1998

Series 63

Date: 10/25/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1997

Series 62

Date: 9/30/1996

Series 4

Date: 9/15/2000

Series 27

Date: 6/23/1999

Series 53

Date: 4/6/1998

Series 24

Date: 9/8/1997

Current Firm

SAGESPRING WEALTH PARTNERS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGESPRING WEALTH PARTNERS

TRUST BUT VERIFY

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