Susan E. Stanley-jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Elizabeth Stanley-jones, who also goes by Susan Elizabeth Gibbs, Susan Stanley Jones, Susan Stanley-jones, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1996. Susan had worked at 5 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2011 - April 29, 2013
GREENE WEALTH MANAGEMENT, LLC
December 8, 2010 - April 15, 2011
MML INVESTORS SERVICES, LLC
December 8, 2010 - April 15, 2011
MML INVESTORS SERVICES, LLC
December 19, 2005 - April 9, 2010
MCADAMS WRIGHT RAGEN, INC.
October 10, 2005 - April 9, 2010
MCADAMS WRIGHT RAGEN, INC.
October 24, 1997 - October 10, 2005
WELLS FARGO INVESTMENTS, LLC
November 26, 1996 - October 29, 1997
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
GREENE WEALTH MANAGEMENT, LLC
CRD#: 137810 / SEC#: 801-64893
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREENE WEALTH MANAGEMENT, LLC
CRD#: 137810 / SEC#: 801-64893
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,759 |
| AUM (Assets Under Management) | $ 1,183,200,588 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
