Louis E. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Edward Morgan, who also goes by Morgan Louis Colangione, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1999. Louis had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - January 7, 2015
T3 TRADING GROUP, LLC
February 24, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
April 11, 2011 - February 22, 2012
AVATAR SECURITIES, LLC
May 12, 2008 - October 20, 2008
TAFFERER TRADING, LLC
April 11, 2007 - April 14, 2008
TAFFERER TRADING, LLC
June 7, 2005 - August 25, 2005
TAFFERER TRADING, LLC
April 6, 2004 - February 23, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
August 29, 2003 - February 26, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
March 8, 2000 - May 22, 2002
LEHMAN BROTHERS INC.
June 14, 1999 - February 17, 2000
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/15/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
