Eric O. Kallen

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

FAIRHOPE, AL 36532

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CRD#: 2719419

Professional summary

Eric Oaks Kallen is a registered financial advisor currently at HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. located in Fairhope, Alabama.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Eric has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Oaks Kallen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2003 - Present

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

Office #1: 50 South Church Street Suite C, Fairhope, AL 36532Office #2: 3 Boars Head Lane Suite E, Charlottesville, VA 29903

RIA

CRD#: 106454

FAIRHOPE, AL

Past

October 6, 1997 - November 8, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

HAYEK INVESTMENT COUNSEL LLC | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

CRD#: 106454 / SEC#: 801-23973

RIA

Registered Investment Advisory firm - (7/3/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(5/7/2003)

IAR

Texas
(8/15/2012)

IAR

Virginia
(7/26/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/14/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/4/1997

General Securities Representative Examination

Current Firm

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

HAYEK INVESTMENT COUNSEL LLC | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

CRD#: 106454 / SEC#: 801-23973

RIA

Registered Investment Advisory firm - (7/3/1985 Approved)

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Contact information

Main Address

50 South Church Street Suite C, Fairhope, AL 36532-2350

Mailing Address

Phone number

(251) 928-8999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAYEK KALLEN ADV 2A & 2B (4/22/2025)

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 398,991,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric O. Kallen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Oaks Kallen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/2003

Series 7

Date: 10/4/1997

Current Firm

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

TRUST BUT VERIFY

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